Scott K. Sprinkle
SPRINKLE FINANCIAL CONSULTANTS LLC
Littleton, CO 80120
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CRD#: 4405486
Professional summary
Scott Kerry Sprinkle, CFP® is a registered financial advisor currently at SPRINKLE FINANCIAL CONSULTANTS LLC located in Littleton, Colorado.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Scott has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: TRINITY RESOURCES LLC; ADDRESS OF OBA: LITTLETON, CO 80120; NATURE: OIL & GAS EXTRACTION; INVESTMENT RELATED: NO; TITLE WITH OBA: MANAGER; DUTIES: EVALUATE POTENTIAL INVESTMENTS IN EXTRACTION OF OIL AND GAS WORKING AND ROYALTY INTERESTS, AND IN OTHER OPERATING ENTITIES INVOLVED IN OIL AND GAS EXTRACTION; START DATE: 09/30/2009; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: COLORADO SOCIETY OF CPAs; ADDRESS OF OBA: ENGLEWOOD, CO 80111; NATURE: STATE SOCIETY OF CPAs; INVESTMENT RELATED: YES; TITLE WITH OBA: MEMBER OF INVESTMENT COMMITTEE; DUTIES: MEMBER OF THE ORGANIZATION'S INVESTMENT COMMITTEE THAT ASSISTS THE SOCIETY IN MANAGING IT AND ITS FOUNDATION FUNDS; START DATE: 1995; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Scott Kerry Sprinkle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
January 1, 1999 - Present
SPRINKLE FINANCIAL CONSULTANTS LLC
Office #1: 1520 West Canal Court, Suite 220, Littleton, CO 80120RIA
CRD#: 112227
Littleton, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SPRINKLE FINANCIAL CONSULTANTS LLC
SPRINKLE FINANCIAL CONSULTANTS LLC
CRD#: 112227 / SEC#: 801-48276
RIA
Registered Investment Advisory firm - (1/23/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(1/1/1999)
IAR
Texas(7/30/2005)
Exams
Current Firm
SF
SPRINKLE FINANCIAL CONSULTANTS LLC
SPRINKLE FINANCIAL CONSULTANTS LLC
CRD#: 112227 / SEC#: 801-48276
RIA
Registered Investment Advisory firm - (1/23/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1520 West Canal Court, Suite 220, Littleton, CO 80120
Mailing Address
Phone number
(303) 297-2185
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,086 |
| AUM (Assets Under Management) | $ 869,837,741 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 04/29/2024 |
Red Flags
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