Bruce W. Winsborough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Wayne Winsborough was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 2001. Bruce had worked at 9 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2011 - May 11, 2016
TACTICAL CAPITAL MANAGEMENT
March 6, 2010 - October 26, 2010
SWBC INVESTMENT COMPANY
February 26, 2010 - October 26, 2010
SWBC INVESTMENT SERVICES, LLC
September 12, 2006 - April 9, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
September 12, 2006 - April 9, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
April 19, 2005 - June 20, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
April 19, 2005 - June 20, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
December 11, 2004 - March 16, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
July 17, 2003 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
April 9, 2003 - July 16, 2003
VALIC FINANCIAL ADVISORS, INC.
August 20, 2002 - July 16, 2003
VALIC FINANCIAL ADVISORS, INC.
July 27, 2001 - August 22, 2002
WADDELL & REED
July 10, 2001 - August 22, 2002
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TACTICAL CAPITAL MANAGEMENT
CRD#: 156449 / SEC#:
Contact information
Red Flags
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