NC
Nichols M. Cutting
SPECTRUM STRATEGIC CAPITAL MANAGEMENT
Corvallis, OR 97330-1905
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CRD#: 4405054
NC
Professional summary
Nichols Milbank Cutting, who also goes by Nick Cutting, Nichols Milbank Cutting, is a registered financial advisor currently at SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC located in Corvallis, Oregon.
Nichols is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Nichols has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Cutting | Nichols Milbank Cutting
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cerro Gordo Silviculture, LLC - 35460 Prolog Way, Cottage Grove, OR 97424 - Non-investment related - Private business that owns certain real estate - Managing Member and 85% Owner - Handles administrative matters - Less than 5% of time; 2) Cerro Gordo Land Conservancy - PO Box 192, Cottage Grove, OR 97424 - Board Member - not-for-profit organization that owns and manages 550 acres of undeveloped land subject to a conservation easement - Less than 5% of time; 3) Nichols M. Cutting CPA (Sole Prop) - 4137 NW Tamarack Dr, Corvallis, OR 97330 - Non-investment related - Tax services - Less than 5% of time; 4) Nichols Co., LLC - 4137 NW Tamarack Dr., Corvallis, OR 97330 - Owner - ownership interest in different non-investment related private businesses involved in ownership of real property activities - Less than 5% of his time; 5) Cerro Gordo Stewardship - PO Box 192, Cottage Grove, OR 97424 - Board Member - not-for-profit corporation engaged in land development activities - non-investment related - Less than 5% of time
CRS (Client Relationship Summary) - RIA
Click below to view Nichols Milbank Cutting's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2006 - Present
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC
Office #1: 1745 Nw Kings Blvd., Corvallis, OR 97330-1905RIA
CRD#: 138347
Corvallis, OR
Past
April 18, 2008 - June 2, 2009
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
CORVALLIS, OR
Past
September 24, 2001 - April 3, 2008
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
CORVALLIS, OR
Past
June 14, 2001 - April 3, 2008
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
CORVALLIS, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC | SPECTRUM WEALTHCARE, LLC
CRD#: 138347 / SEC#: 801-65858
RIA
Registered Investment Advisory firm - (2/1/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(4/4/2006)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
SS
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC | SPECTRUM WEALTHCARE, LLC
CRD#: 138347 / SEC#: 801-65858
RIA
Registered Investment Advisory firm - (2/1/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 Nw Kings Blvd., Corvallis, OR 97330-1905
Mailing Address
Phone number
(541) 248-2052
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 781 |
| AUM (Assets Under Management) | $ 249,260,230 |
Red Flags
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Company Information
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC
CRD#: 138347Corvallis, OR 97330-1905TRUST BUT VERIFY
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