John Carneglia
Professional summary
John Carneglia, who also goes by John Charles Carneglia, is a registered financial professional currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 9 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 31, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Carneglia's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2026 - Present
HIDDEN ROAD PARTNERS CIV US LLC
Office #1: 111 W. 19th Street 7th Floor, New York, NY 10011December 9, 2024 - June 26, 2026
TD SECURITIES (USA) LLC
April 28, 2020 - December 9, 2024
COWEN AND COMPANY
July 15, 2019 - November 27, 2019
TD ARRANGED SERVICES LLC
March 25, 2019 - May 1, 2020
COWEN EXECUTION SERVICES LLC
March 9, 2009 - July 19, 2018
BNP PARIBAS PRIME BROKERAGE, INC.
November 6, 2006 - February 21, 2019
BNP PARIBAS SECURITIES CORP.
June 8, 2004 - November 15, 2006
DEUTSCHE BANK SECURITIES INC.
July 27, 2001 - October 10, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2026)
(7/29/2026)
(7/28/2026)
(7/28/2026)
(7/29/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/18/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
HIDDEN ROAD PARTNERS CIV US LLC
CRD#: 331954 / SEC#: , 8-71259
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIDDEN ROAD PARTNERS CIV US HOLDCO LLC | PARENT COMPANY | |
| ASCH, MARC EDWARD | CHIEF EXECUTIVE OFFICER | 5565083 |
| CIPOLLONE, BRIAN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2982507 |
| DISTELL, GARY NEIL | CHIEF COMPLIANCE OFFICER | 1540489 |
| KNECHT, JOHN ELIOT | CHIEF FINANCIAL OFFICER/FINOP | 7192538 |
| MEHTA, HINA MANHERLAL | GENERAL COUNSEL |
Red Flags
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