Lawrence D. Cutler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence David Cutler was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2002. Lawrence had worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2016 - April 6, 2026
ARENA FINANCIAL SERVICES, LLC
May 14, 2013 - October 9, 2013
BRAVER STERN SECURITIES LLC
October 3, 2011 - March 20, 2012
MADISON AVENUE SECURITIES, LLC
April 10, 2008 - September 21, 2009
RESOURCIVE CAPITAL, LLC
October 7, 2005 - December 7, 2005
PEQUOT CAPITAL FINANCIAL SERVICES
June 19, 2002 - May 7, 2003
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ARENA FINANCIAL SERVICES, LLC
CRD#: 281709 / SEC#: , 8-69682
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
