Travis M. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis Marion Smith was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 2001. Travis had worked at 2 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2022 - December 31, 2022
TRVS INVESTMENT MANAGEMENT
March 28, 2002 - June 24, 2002
MORGAN STANLEY DW INC.
July 20, 2001 - June 24, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRVS INVESTMENT MANAGEMENT
CRD#: 316228 / SEC#:
Contact information
Red Flags
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