Dustin E. Harris
Professional summary
Dustin E Harris, who also goes by Dustin E. Harris, Dustin Eric Harris, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Dustin is registered as a RR (Registered Representative) and started their career in finance in 2011. Dustin has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dustin E Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2021 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003May 20, 2019 - August 27, 2019
OPPORTUNE PARTNERS LLC
September 18, 2017 - June 13, 2018
B. RILEY SECURITIES, INC.
October 27, 2016 - July 28, 2017
JEFFERIES LLC
December 6, 2011 - September 23, 2016
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/29/2021)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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