Chase B. Casson

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CRD#: 4404195

Professional summary

Chase Bishop Casson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Chase is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Chase had worked at 4 firms, which includes TRUSTMONT ADVISORY GROUP INC., TRUSTMONT FINANCIAL GROUP INC., MORGAN STANLEY, TRANSAMERICA FINANCIAL ADVISORS LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 26, 2011 - September 9, 2014

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

GREENSBURG, PA

Past

September 23, 2011 - September 9, 2014

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

CARLSBAD, CA

Past

July 7, 2010 - August 19, 2011

MORGAN STANLEY

RIA

CRD#: 149777

RANCHO SANTE FE, CA

Past

June 22, 2010 - August 19, 2011

MORGAN STANLEY

CRD#: 149777

RANCHO SANTE FE, CA

Past

September 4, 2001 - May 7, 2002

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/31/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Chase B. Casson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRUSTMONT ADVISORY GROUP, INC.

TRUSTMONT FINANCIAL GROUP, INC.

MORGAN STANLEY

MORGAN STANLEY

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2010

Series 7

Date: 6/21/2010

Series 6

Date: 8/31/2001

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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