Matthew A. Maggio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Anthony Maggio, who also goes by Matthew Anthony Maggio, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2009. Matthew had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2019 - June 18, 2020
RBC CM FUND PARTNERS, LLC
April 27, 2018 - February 4, 2019
RBC CAPITAL MARKETS, LLC
January 23, 2013 - June 18, 2020
RBC CAPITAL MARKETS, LLC
August 27, 2009 - November 5, 2012
MACQUARIE CAPITAL (USA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
RBC CM FUND PARTNERS, LLC
CRD#: 298853 / SEC#: 801-114165
Contact information
Documents
Red Flags
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