Charles A. Emmanuelidis

MERIDIAN EQUITY PARTNERS

NEW YORK, NY 10038

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CRD#: 4404170

Professional summary

Charles A Emmanuelidis, who also goes by Charles A. Emmanuelidis, is a registered financial professional currently at MERIDIAN EQUITY PARTNERS, INC. located in New York, New York.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2001. Charles has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 25 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charles A. Emmanuelidis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles A Emmanuelidis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2014 - Present

MERIDIAN EQUITY PARTNERS, INC.

Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038

CRD#: 133849

NEW YORK, NY

Past

July 12, 2007 - March 21, 2014

LEK SECURITIES CORPORATION

CRD#: 33135

NEW CITY, NY

Past

September 28, 2006 - June 3, 2019

JAMES E. COFFEY SECURITIES, INC.

CRD#: 141393

NEW YORK, NY

Past

September 21, 2005 - June 11, 2007

LABRANCHE FINANCIAL SERVICES, LLC

CRD#: 7432

NEW YORK, NY

Past

August 30, 2005 - October 23, 2006

JAMES E. COFFEY, SOLE PROPRIETOR

CRD#: 136139

NEW YORK, NY

Past

May 24, 2004 - August 22, 2005

RAYMOND C. FORBES & CO., INC.

CRD#: 33090

NEW YORK, NY

Past

May 21, 2004 - August 15, 2005

HYY FORBES, LLC

CRD#: 123923

NEW YORK, NY

Past

June 4, 2002 - June 8, 2004

R.H. POST, INC.

CRD#: 32851

NEW YORK, NY

Past

May 24, 2001 - November 14, 2001

SLUGH SECURITIES CORP

CRD#: 33046

MANALAPAN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(3/25/2014)

Exams

State Security Law Exam

Series 63

Date: 9/13/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/2003

General Securities Representative Examination

General Industry/Product Exam

Series 25

Date: 1/15/2003

NYSE Trading Assistant Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

MERIDIAN EQUITY PARTNERS, INC.

CRD#: 133849 / SEC#: , 8-66784

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038

Mailing Address

C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038

Phone number

(212) 742-8472

Established

New York since 11/26/2004

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ACQUAFREDDA, JONATHAN MICHAEL	SECRETARY/DIR	2502343
CORPINA, JONATHAN DOUGLAS	CEO/PRESIDENT/TREAS/DIR	2575529
LYTLE, COLUMB PATRICK	VP/DIR/CFO/COO/CCO/PFO/POO	2810260

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles A. Emmanuelidis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles A Emmanuelidis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEK SECURITIES CORPORATION

JAMES E. COFFEY SECURITIES, INC.

LABRANCHE FINANCIAL SERVICES, LLC

JAMES E. COFFEY, SOLE PROPRIETOR

RAYMOND C. FORBES & CO., INC.

HYY FORBES, LLC

R.H. POST, INC.

SLUGH SECURITIES CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 9/13/2004

SIE

Date: 10/1/2018

Series 7

Date: 4/21/2003

Series 25

Date: 1/15/2003

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

MERIDIAN EQUITY PARTNERS, INC.

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MERIDIAN EQUITY PARTNERS, INC.

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