Douglas H. Christensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas H. Christensen, who also goes by Douglas Christensen, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2001. Douglas had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2017 - April 3, 2018
AVALON SECURITIES, LTD.
April 15, 2016 - February 10, 2017
BARCLAYS CAPITAL INC.
September 22, 2008 - September 29, 2015
BARCLAYS CAPITAL INC.
August 27, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
September 28, 2001 - August 29, 2007
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
AVALON SECURITIES, LTD.
CRD#: 30522 / SEC#: , 8-44993
Contact information
Documents
Red Flags
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