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Douglas H. Christensen

CRD# 4404079·Registered 2001 - 2018
Previously Registered: Being a previously registered professional could mean that Douglas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Douglas H. Christensen, who also goes by Douglas Christensen, was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 2001 - 2018. Douglas had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Douglas Christensen

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

AVALON SECURITIES, LTD.·CRD# 30522
BD
New York, NY
November 14, 2017 - April 3, 2018
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
April 15, 2016 - February 10, 2017
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - September 29, 2015
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
August 27, 2007 - September 22, 2008
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
September 28, 2001 - August 29, 2007

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Current Firm

AS
AVALON SECURITIES, LTD.

AVALON SECURITIES, LTD.

CRD#: 30522 / SEC#: 8-44993
BD
Terminated by SEC on 02/21/2025

Contact Information

Established

New York since 05/18/1992

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DAVEY, LYNDA JANECHAIR, CEO, CCO1185760

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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