Kevin P. Heffernan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Paul Heffernan was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 3 firms and has passed the Series 63, Series 57TO, Series 37 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2020 - November 23, 2020
BEACON SECURITIES US LIMITED
August 16, 2001 - August 5, 2014
PARADIGM CAPITAL U.S. INC.
August 1, 2001 - August 3, 2001
TD SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 3/15/2019
Securities Trader ExamSeries 37
Date: 7/30/2001
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
BEACON SECURITIES US LIMITED
CRD#: 306613 / SEC#: , 8-70463
Contact information
FINRA licenses (20 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
