Matthew W. Brimmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew W Brimmer, who also goes by Matt Brimmer, Matthew William Brimmer, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2001. Matthew had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2017 - January 22, 2018
J.P. MORGAN SECURITIES LLC
May 22, 2017 - January 22, 2018
J.P. MORGAN SECURITIES LLC
February 23, 2016 - June 6, 2016
DAVID LERNER ASSOCIATES, INC.
September 9, 2015 - December 3, 2015
BTS ASSET MANAGEMENT, INC.
August 3, 2015 - December 3, 2015
BTS SECURITIES CORPORATION
January 10, 2011 - July 17, 2015
BTS ASSET MANAGEMENT, INC.
January 3, 2011 - July 17, 2015
BTS SECURITIES CORPORATION
April 28, 2010 - September 14, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
November 17, 2009 - March 11, 2010
TD WEALTH MANAGEMENT SERVICES INC.
November 17, 2009 - March 11, 2010
TD WEALTH MANAGEMENT SERVICES INC.
December 17, 2007 - November 17, 2009
CETERA INVESTMENT SERVICES LLC
April 25, 2007 - November 17, 2009
BANCNORTH INVESTMENT GROUP, INC.
December 17, 2002 - April 19, 2007
JOHN HANCOCK DISTRIBUTORS LLC
June 12, 2001 - September 4, 2002
QUICK & REILLY, INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
