Ichiro Munakata

MUNAKATA ASSOCIATES LLC

Rye, NY

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CRD#: 4403795

Professional summary

Ichiro Munakata is a registered financial advisor currently at MUNAKATA ASSOCIATES LLC located in Rye, New York.

Ichiro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Ichiro has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DM 2012 Trust Second Amendment and Restatement, Brookline, MA, USA, Co-Trustee, 12.19.2019, 100hrs/mo., 0.5hrs. during trading hrs., investment related, receive compensation, portfolio management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ichiro Munakata's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2021 - Present

MUNAKATA ASSOCIATES LLC

RIA

CRD#: 287936

Rye, NY

Past

December 4, 2007 - November 8, 2016

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

NEW YORK, NY

Past

January 1, 2005 - November 8, 2016

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

August 22, 2001 - January 1, 2005

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUNAKATA ASSOCIATES LLC

CRD#: 287936 / SEC#: 801-112698

RIA

Registered Investment Advisory firm - (3/26/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/28/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/8/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2001

General Securities Representative Examination

Current Firm

MUNAKATA ASSOCIATES LLC

CRD#: 287936 / SEC#: 801-112698

RIA

Registered Investment Advisory firm - (3/26/2018 Approved)

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Contact information

Main Address

Rye, NY

Mailing Address

Phone number

(914) 310-9863

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MUNAKATA ASSOCIATES FORM ADV PART 2A 09-26-2025 (9/26/2025)

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 56,071,285

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/18/2025	Cover Page	Report
01/02/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ichiro Munakata

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ichiro Munakata's CRS (Customer Relationship Summary).

Certified licenses

Experience

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

HSBC BROKERAGE (USA) INC.

Primary Firm SEC Registration

MUNAKATA ASSOCIATES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/28/2003

SIE

Date: 11/8/2016

Series 7

Date: 8/21/2001

Current Firm

MUNAKATA ASSOCIATES LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MUNAKATA ASSOCIATES LLC

TRUST BUT VERIFY

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