Joshua A. Bauder
Professional summary
Joshua A Bauder, who also goes by Josh Bauder, Joshua Adam Bauder, is a registered financial advisor currently at ALIGHT FINANCIAL ADVISORS, LLC located in Douglassville, Pennsylvania.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joshua has worked at 3 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua A Bauder's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2019 - Present
ALIGHT FINANCIAL ADVISORS, LLC
August 8, 2003 - July 24, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 20, 2002 - July 24, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 13, 2001 - February 21, 2002
DELAWARE DISTRIBUTORS, L.P.
Primary Firm SEC Registration
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/15/2019)
(6/15/2019)
Exams
Current Firm
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 197,089 |
| AUM (Assets Under Management) | $ 30,882,928,556 |
Red Flags
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