FF
Frederick M. Fegan
GWN SECURITIES
Cincinnati, OH
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CRD#: 4403439
FF
Professional summary
Frederick Morris Fegan is a registered financial advisor currently at GWN SECURITIES INC. located in Cincinnati, Ohio.
Frederick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Frederick has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MEDICARE SUPPLEMENTS/INSURANCE POSITION: PRODUCER NATURE: MEDICARE SUPPLEMENTS/INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/28/2018 ADDRESS: 739 N FRED SHUTTLESWORTH RD CIR, CINCINNATI OH 45229, UNITED STATES DESCRIPTION: MEETING WITH CLIENTS AND PROSPECTS TO ASSESS THEIR MEDICARE SUPPLEMENT/INSURANCE NEEDS. YFF PROPERTIES, LLC. - REAL ESTATE INVESTING POSITION: OWNER NATURE: REAL ESTATE INVESTING INVESTMENT RELATED: NO NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2018 ADDRESS: 739 N FRED SHUTTLESWORTH, CINCINNATI OH 45229, UNITED STATES DESCRIPTION: I WILL BE PURCHASING PROPERTIES FOR MYSELF AND RENTING THEM TO TENANTS. WEALTH MANAGEMENT AND RETIREMENT OPTIONS INVESTMENT RELATED, DBA, FINANCIAL PROFESSIONAL 01/03/2017,160 HOURS PER MONTH, 160 HOURS PER MONTH DURING TRADING HOURS, COMMISSION COMPENSATION, SECURITIES DBA USED IN CONJUNCTION WITH INVESTMENT SALES. HAMILTON COUNTY BOARD OF ELECTONS WORKER, IS NOT INVESTMENT RELATED, ADDRESS: 4700 SMITH ROAD, 4700 SMITH RD, NORWOOD, OHIO 45212, NORWOOD, OH, 45212, UNITED STATES", NATURE: PRESIDENTIAL ELECTIONS, POSITION: POLL WORKER, START DATE: 11/5/2024, 12 HOURS PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS DESCRIPTION: CHECK IN VOTERS . TRUE FREEDOM HOME CARE PLAN NOT INVESTMENT RELATED; SALES REP; 5 HOURS PER MONTH AND 0 DURING TRADING HOURS; ADDRESS: 8250 BRYAN DAIRY ROAD SUITE 350, LARGO FL 33777; START DATE: 10/31/2024: NATURE: HOME HEALTH CARE; COMPENSATION TYPE: COMMISSION: I WILL SALE HOME HEALTH PLANS, (NON-INSURANCE) TO CLIENTS WHO CAN'T QUALIFY FOR LTC PLANS. I WILL BE WORKING THROUGH ADVISORS INSURANCE BROKERAGE. EASTER SEALS REDWOOD POSITION: READING TUTOR; NOT INVESTMENT RELATED; 20 HOURS PER MONTH AND 0 TRADING; 2901 GILBERT AVENUE CINCINNATI OH 45206; START: 12/16/2024; COMPENSATION: HOURLY; DUTY: I WILL TEACH A MAN HOW TO READ. LOWES Is Not Investment Related, "Highland Avenue, Cincinnati, OH, 45209, United States", Retail, Cashier, START DATE: 6/3/2025,150 hours per month,0 hours per month during trading hours, Hourly Compensation, Check out items that customers purchase. AMAZON Is Not Investment Related, "150 RUANE DRIVE, WILMINGTON, OH, 45177, United States", LOGISTICS, WAREHOUSE ASSOCIATE, 8/9/2025, 160 hours per month, 0 hours per month during trading hours, Hourly Compensation DESCRIPTION: LOADING CONTAINERS
CRS (Client Relationship Summary) - RIA
Click below to view Frederick Morris Fegan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Frederick Morris Fegan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2017 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Cincinnati, OH
Current
January 3, 2017 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Cincinnati, OH
Past
January 23, 2003 - January 11, 2017
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CINCINNATI, OH
Past
September 11, 2001 - January 11, 2017
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(3/28/2023)
RR
Indiana(2/11/2025)
RR
Kentucky(1/3/2017)
RR
Ohio(1/3/2017)
IAR
Ohio(1/3/2017)
RR
Virginia(7/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
