John M. Robb

STONE CREEK GROUP

Englewood, CO 80110

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CRD#: 4403322

Professional summary

John Morgan Robb is a registered financial advisor currently at STONE CREEK GROUP, LLC located in Englewood, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 31, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Robb is the Sole Member of Stone Creek Fund Management LLC., investment, related, 2019, less than 15 hours a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Morgan Robb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2015 - Present

STONE CREEK GROUP, LLC

Office #1: 2390 W. Dartmouth, Englewood, CO 80110

RIA

CRD#: 182512

Englewood, CO

Past

September 11, 2001 - April 15, 2015

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

DENVER, CO

Past

September 11, 2001 - April 15, 2015

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE CREEK GROUP, LLC

STONE CREEK GROUP, LLC | THE STONE CREEK GROUP, LLC

CRD#: 182512 / SEC#: 801-124710

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

Colorado

Registered Investment Advisory firm - (4/27/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (4/26/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/25/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/27/2015)

IAR

Louisiana
(11/9/2015)

IAR

Texas
(10/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/15/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2001

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 7/26/2001

Futures Managed Funds Examination

Principal/Supervisory Exam

Series 9

Date: 11/8/2005

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 8/17/2005

General Securities Sales Supervisor - General Module Examination

Current Firm

STONE CREEK GROUP, LLC

STONE CREEK GROUP, LLC | THE STONE CREEK GROUP, LLC

CRD#: 182512 / SEC#: 801-124710

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

Colorado

Registered Investment Advisory firm - (4/27/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (4/26/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/25/2022 Terminated)

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Contact information

Main Address

2390 W. Dartmouth, Englewood, CO 80110

Mailing Address

600 17th Street Suite 2800 South, Denver, CO 80202

Phone number

(303) 226-7370

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONE CREEK GROUP PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 181,262,620

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
10/01/2024	Cover Page	Report
09/25/2023	Cover Page	Report
11/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Robb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Morgan Robb's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

STONE CREEK GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/2001

SIE

Date: 4/15/2015

Series 7

Date: 9/10/2001

Series 31

Date: 7/26/2001

Series 9

Date: 11/8/2005

Series 10

Date: 8/17/2005

Current Firm

STONE CREEK GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STONE CREEK GROUP, LLC

TRUST BUT VERIFY

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