Donald C. Sutherland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Clair Sutherland was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1967. Donald had worked at 5 firms and has passed the Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 1984 - August 30, 1984
JUDY & ROBINSON SECURITIES, INC
June 7, 1983 - April 3, 1984
JUDY & ROBINSON SECURITIES, INC
May 19, 1975 - January 23, 1976
SOUTHMARK FINANCIAL SERVICES, INC.
June 14, 1974 - June 5, 1975
EMMETT A LARKIN COMPANY, INC.
October 5, 1973 - July 3, 1974
ROBERTS, SCOTT & CO., INC.
July 3, 1967 - September 25, 1975
FIRST CALIFORNIA COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 6/29/1967
Registered Representative ExaminationCurrent Firm
JUDY & ROBINSON SECURITIES, INC
CRD#: 2378 / SEC#: , 8-17796
Contact information
Documents
Red Flags
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