Monte I. Resnick

RESNICK WEALTH ALLIANCE

Palm Beach Gardens, FL 33410

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CRD#: 4403299

Professional summary

Monte Ivan Resnick is a registered financial advisor currently at RESNICK WEALTH ALLIANCE, LLC located in Palm Beach Gardens, Florida.

Monte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Monte has worked at 10 firms and has passed the Series 66, Series 7, Series 31, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Monte Ivan Resnick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2022 - Present

RESNICK WEALTH ALLIANCE, LLC

Office #1: 4400 Pga Boulevard Suite 404, Palm Beach Gardens, FL 33410

RIA

CRD#: 316188

Palm Beach Gardens, FL

Past

August 16, 2017 - July 1, 2022

MATRIX PRIVATE CAPITAL GROUP

RIA

CRD#: 285531

West Palm Beach, FL

Past

August 2, 2013 - August 9, 2017

CERTUITY, LLC

RIA

CRD#: 104474

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RESNICK WEALTH ALLIANCE, LLC

CRD#: 316188 / SEC#: 801-125782

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/14/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/6/2001

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 8/23/2001

Futures Managed Funds Examination

Principal/Supervisory Exam

Series 10

Date: 1/7/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/17/2010

General Securities Sales Supervisor - Options Module Examination

Current Firm

RESNICK WEALTH ALLIANCE, LLC

CRD#: 316188 / SEC#: 801-125782

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

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Contact information

Main Address

4400 Pga Boulevard Suite 404, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 453-1120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RESNICK WEALTH ALLIANCE, LLC ADV BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	104
AUM (Assets Under Management)	$ 110,743,997

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Monte I. Resnick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Monte Ivan Resnick's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATRIX PRIVATE CAPITAL GROUP

CERTUITY, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

RESNICK WEALTH ALLIANCE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/14/2001

Series 7

Date: 9/6/2001

Series 31

Date: 8/23/2001

Series 10

Date: 1/7/2011

Series 9

Date: 6/17/2010

Current Firm

RESNICK WEALTH ALLIANCE, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RESNICK WEALTH ALLIANCE, LLC

TRUST BUT VERIFY

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