Dana A. Cestone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Anne Cestone, who also goes by Dana Anne Degarcia, was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 2001. Dana had worked at 5 firms and has passed the Series 63, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2009 - September 11, 2012
MND PARTNERS, INC.
August 1, 2007 - February 19, 2009
SOLEIL SECURITIES CORPORATION
October 13, 2003 - March 23, 2007
DEUTSCHE BANK SECURITIES INC.
July 2, 2002 - August 16, 2002
VAN DER MOOLEN SPECIALISTS USA, LLC
May 22, 2001 - July 31, 2001
STERN & KENNEDY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/9/2006
Limited Representative-Equity Trader ExamSeries 25
Date: 4/6/2004
NYSE Trading Assistant ExaminationCurrent Firm
MND PARTNERS, INC.
CRD#: 131833 / SEC#: , 8-66510
Contact information
Documents
Red Flags
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