DW
David Wright
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Alpharetta, GA 30005
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CRD#: 4402856
DW
David WrightTRANSAMERICA FINANCIAL ADVISORS
Professional summary
David Wright, who also goes by David Wright, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Alpharetta, Georgia.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
David Wright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. HIP Nation Operations & Solutions LLC/ 9.29.2017/ Non Investment related/ 4725 Peachtree Corners CIR, Suite 380, Peachtree Corners GA 30092/ Healthcare & Health Insurance/ Agent/ Hours/Month 2/ Health Insurance Sales/ Approved with restrictions RePlay Arcade, LLC (Waiting for approval to initiate the LLC GA) / 0519-Present/ Investment Related: No /130 Royal Colony Court, Johns Creek, Ga 30022 /Owner/ Pinball Arcade in a mall/ hrs work monthly: 25 / Sec trading hrs: 1 / Visit site on routine basis and call the employees on a routine basis CELTIC/no/Atlanta, GA/Heath Agent/04/2005/Sell Health insurance that WFG does not offer/approved with restrictions ASSURANT (FORTIS & JOHN ALDEN) HEALTH /no/Atlanta, GA/04/2005/Health Insurance Agent//Sell Health Insurance for my clients/approved with restrictions GENERAL MORTGAGE CAPITAL CORPORATION POSITION: Mortgage Loan Officer NATURE: Residential Mortgages INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 3 START DATE: 01/20/2024 ADDRESS: 17700 Castleton St., Suite 488, City Of Industry CA 91748, United States DESCRIPTION: As A Mortgage Loan Officer I Would Help People Buy And Refinance Residential Real Estate. Mortgages. DAVIS INSURANCE SERVICES \ POSITION: Agent NATURE: Commercial P&C Business Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 05/30/2024 ADDRESS: 4848 Lemmon Avenue, 100-126, Dallas TX 75219 \ DESCRIPTION: I Would Be A Commercial Insurance Agent.
CRS (Client Relationship Summary) - RIA
Click below to view David Wright's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Wright's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2024 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 190 Bluegrass Valley Pkwy., Alpharetta, GA 30005RIA
BD
CRD#: 16164
Alpharetta, GA
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 190 Bluegrass Valley Pkwy., Alpharetta, GA 30005RIA
BD
CRD#: 16164
Alpharetta, GA
Past
January 6, 2012 - December 31, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
PHILADELPHIA, PA
Past
November 15, 2011 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
JOHNS CREEK, GA
Past
January 26, 2007 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
DULUTH, GA
Past
April 12, 2002 - September 30, 2011
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
January 17, 2002 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/24/2017)
RR
Georgia(1/6/2012)
IAR
Georgia(1/4/2024)
RR
Texas(10/5/2016)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 7/6/2001
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
991
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,735 |
| AUM (Assets Under Management) | $ 2,106,655,325 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Alpharetta, GA 30005TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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