Christopher Brian Carolan
CFP®Professional Summary
Christopher Brian Carolan, CFP®, who also goes by Chris Brian Carolan, Christopher B Carolan, Christopher Brian Carolan, is a registered financial advisor currently at DIMENSIONS WEALTH MANAGEMENT, LLC located in Roseville, California and KINGSWOOD CAPITAL PARTNERS, LLC located in Roseville, California. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 5 firms and has passed the Series 65, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Brian Carolan, Christopher B Carolan, Christopher Brian Carolan
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AMITIE ADVISORS, LLC | DIMENSIONS WEALTH MANAGEMENT, LLC
Contact Information
Main Address
915 Highland Point Drive, Ste. 250, Roseville, CA 95678Phone Number
(916) 330-4108# of Employees
2SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
375AUM (Assets Under Management)
$152,088,347Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AMITIE ADVISORS, LLC | DIMENSIONS WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(11/2/2018)
(11/5/2018)
(11/2/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher Brian Carolan's CRS (Customer Relationship Summary).
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