James K. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Kevin Berry, who also goes by Kevin Berry, was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 2001. James had worked at 2 firms and has passed the Series 62 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2004 - December 15, 2004
BANCSHAREHOLDERS OF AMERICA INC.
November 12, 2003 - August 25, 2004
BANCSHARES FIRST
January 22, 2003 - December 31, 2003
BANCSHAREHOLDERS OF AMERICA INC.
June 19, 2001 - November 20, 2002
BANCSHARES FIRST
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/6/2001
Corporate Securities Limited Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
