NF
Nathan D. Fichter
RIA ADVISORY GROUP
Elk Horn, NE
Some features on this profile are disabled
CRD#: 4402469
NF
Professional summary
Nathan Dale Fichter, who also goes by Nate Fichter, Nathan D Fichter, is a registered financial advisor currently at RIA ADVISORY GROUP, LLC located in Elk Horn, Nebraska.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Nathan has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nate Fichter | Nathan D Fichter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AMERICAN SENIOR BENEFITS; NOT INVESTMENT RELATED; 3345 N. 107TH ST., OMAHA, NE 68134; INSURANCE; OWNER; START 10/2009; 8 HOURS/MONTH; ZERO HOURS DEVOTED DURING TRADING HOURS; INSURANCE SALES - LIFE.
2. RNR LEGACY LLC; NOT INVESTMENT RELATED; 805 S. 190TH AVE, ELKHORN, NE, 68022; REAL ESTATE; OWNER; START 04/2012; 8 HOURS/MONTH; ZERO HOURS DEVOTED DURING TRADING HOURS; PROPERTY DEVELOPMENT.
3. 4/2012 - THE HILLS, INC - Not Investment Related - 6210 N 107th St Omaha NE 68134 - MONTESSORI SCHOOL; OWNER - Started 04/2012 - 8 Hours Per Month; zero hours devoted during trading hours; Manage the company.
4. 3/28/2017 - F & N LEGACY LLC - Not Investment Related - Farragut, IA - Real Estate Rental - PRESIDENT/OWNER - Started 01/10/12 - 1 Hour Per Month During Securities Trading - FARMLAND.
5. Living Waters RE LLC - Not Investment Related - 2583 E 5th Ave Columbus, NE 68022 - Real Estate - Owner - 60% - 4/2020 -2 hours per month, 0 during trading hours - Property Development.
6. SHINE EXPRESS WASH LLC - NOT INVESTMENT RELATED - 2583 E. 5TH, COLUMBUS, NE 68601 - OWNER - START 4/2020 - 2 HOURS/MONTH NONE DURING TRADING HOURS; CAR WASH REVENUE.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Dale Fichter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2020 - Present
RIA ADVISORY GROUP, LLC
RIA
CRD#: 152566
Elk Horn, NE
Past
December 14, 2016 - December 4, 2020
BALEFIRE, LLC
RIA
CRD#: 168733
Omaha, NE
Past
December 9, 2016 - December 11, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
OMAHA, NE
Past
March 11, 2016 - December 19, 2016
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
Omaha, NE
Past
January 4, 2012 - December 19, 2016
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
OMAHA, NE
Past
August 3, 2009 - December 31, 2011
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
November 25, 2008 - August 5, 2009
OSAIC FS, INC.
BD
CRD#: 3870
OMAHA, NE
Past
July 12, 2001 - November 14, 2008
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
SIOUX FALLS, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RIA ADVISORY GROUP, LLC
DAKOTA ADVISORY TEAM | TRIPOINT ADVISORY GROUP, LLC | RIEA | RIAG, LLC DBA RIA ADVISORS | RIA ADVISORY GROUP, LLC | PEDERSEN INSURANCE & FINANCIAL SERVICES | LIFESTYLES INVESTMENT STRATEGIES | IEA WEALTH MANAGEMENT, LLC | IEA WEALTH MANAGEMENT LLC | EA-ADVISORS, LLC | EA ADVISORS
CRD#: 152566 / SEC#: 801-117837
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Iowa
Registered Investment Advisory firm - (1/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (1/6/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/2/2020 Terminated)Nevada
Registered Investment Advisory firm - (2/5/2020 Terminated)Texas
Registered Investment Advisory firm - (1/2/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(12/8/2020)
IAR
Texas(12/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RA
RIA ADVISORY GROUP, LLC
DAKOTA ADVISORY TEAM | TRIPOINT ADVISORY GROUP, LLC | RIEA | RIAG, LLC DBA RIA ADVISORS | RIA ADVISORY GROUP, LLC | PEDERSEN INSURANCE & FINANCIAL SERVICES | LIFESTYLES INVESTMENT STRATEGIES | IEA WEALTH MANAGEMENT, LLC | IEA WEALTH MANAGEMENT LLC | EA-ADVISORS, LLC | EA ADVISORS
CRD#: 152566 / SEC#: 801-117837
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Iowa
Registered Investment Advisory firm - (1/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (1/6/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/2/2020 Terminated)Nevada
Registered Investment Advisory firm - (2/5/2020 Terminated)Texas
Registered Investment Advisory firm - (1/2/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Sw 7th Street Suite 204, Des Moines, IA 50309
Mailing Address
Phone number
(515) 965-8588
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,009 |
| AUM (Assets Under Management) | $ 456,517,836 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
