Marvin J. Susemihl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin John Susemihl, who also goes by Marv Susemihl, was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 1971. Marvin had worked at 19 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 1994 - May 8, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED
August 28, 1991 - March 21, 1994
CENTEX SECURITIES, INCORPORATED
April 17, 1990 - September 13, 1991
FIRST AMERICA EQUITIES CORP.
May 9, 1989 - January 23, 1990
ADAMS SECURITIES, INC.
October 15, 1987 - April 17, 1989
HAMILTON, WILLIAMS & CO., INC.
May 29, 1986 - September 18, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
July 5, 1985 - September 18, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
August 21, 1984 - June 6, 1985
VANDERBILT SECURITIES, INC.
June 8, 1983 - June 19, 1984
SECO SECURITIES, INC.
December 14, 1982 - June 27, 1983
LPL FINANCIAL LLC
June 16, 1982 - November 30, 1982
FIRST AFFILIATED SECURITIES, INC.
April 20, 1981 - June 9, 1982
OTC NET INCORPORATED
May 22, 1980 - December 13, 1980
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
November 14, 1977 - March 4, 1980
FIRST WILSHIRE SECURITIES, INC.
March 31, 1977 - December 14, 1977
MARGOLIS & CO., INC.
June 9, 1976 - May 4, 1977
VAN CLEMENS & CO. INCORPORATED
October 4, 1974 - January 16, 1975
MIDWEST DISCOUNT SECURITIES, INC.
August 20, 1974 - October 4, 1974
REUBEN ALSTEAD AND ASSOCIATES INC
July 22, 1974 - September 23, 1974
ANCHOR SECURITIES, INC.
March 17, 1971 - August 30, 1973
MIDLAND SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/26/1969
Registered Representative ExaminationSeries 00
Date: 5/25/1972
General Securities Principal ExaminationCurrent Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
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