Thomas W. Kosler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Wayne Kosler was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1999. Thomas had worked at 4 firms and has passed the Series 66 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2015 - June 7, 2021
KOSLER & COMPANY
July 30, 2009 - July 1, 2014
HARBOUR INVESTMENTS, INC.
October 17, 2005 - August 4, 2009
LPL FINANCIAL LLC
October 19, 1999 - October 17, 2003
BROOKHILL FINANCIAL ADVISORS
State Registrations and Notice Filings
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Current Firm
KOSLER & COMPANY
CRD#: 226610 / SEC#:
Contact information
Red Flags
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