William Benjamin Hardigg Iii
CFP®Professional Summary
William Benjamin Hardigg III, CFP®, who also goes by William B Hardigg III, is a registered financial advisor currently at HORAN WEALTH, LLC located in Cincinnati, Ohio and M HOLDINGS SECURITIES, INC. located in Cincinnati, Ohio. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. William has worked at 7 firms and has passed the Series 66, Series 7TO and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William B Hardigg Iii
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Credentials
Years of Experience
16 years in the financial services industry
Current & Past Employments
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Current Firm
HORAN WEALTH, LLC
Contact Information
Main Address
8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236Phone Number
(513) 745-0707# of Employees
32SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,817AUM (Assets Under Management)
$1,470,000,000Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Primary Firm SEC Registration
HORAN WEALTH, LLC
State Registrations and Notice Filings
(7/8/2025)
(7/8/2025)
(7/8/2025)
(8/18/2025)
(7/9/2025)
(7/8/2025)
(9/11/2026)
(7/8/2025)
(7/8/2025)
(7/9/2025)
(7/8/2025)
(7/11/2025)
(7/8/2025)
(9/30/2025)
(8/7/2025)
(7/8/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view William Benjamin Hardigg III's CRS (Customer Relationship Summary).
Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
