MT
Mariday N. Taruc
GWN SECURITIES
Irvine, CA 92614
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CRD#: 4401503
MT
Professional summary
Mariday Nunez Taruc, who also goes by Mariday Daisy Taruc, is a registered financial advisor currently at GWN SECURITIES INC. located in Irvine, California.
Mariday is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mariday has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mariday Daisy Taruc
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SINCE 2001, I HAVE BEEN AN INDEPENDENT INSURANCE AGENT WITH FIXED INSURANCE COMPANIES TO SELL LIFE, HEALTH, FIXED ANNUITIES, PROPERTY CASUALTY INSURANCE ON COMMISSION WITH A TIME COMMITMENT OF 15 HOURS PER WEEK. IN 2013, TITANIUM FINANCIAL & INSURANCE SERVICES INC WAS ESTABLISHED AND I BECAME PART OWNER. I AM COMPENSATED BY SALARY. IN 2009, I BECAME A CERTIFIED TAX PREPARER AND BOOKKEEPING AS A SOLE PROPRIETOR. I CHARGE A FLAT FEE FOR TAX PREPARATION AND BOOKKEEPING SERVICES. I DEVOTE ABOUT 10 HOURS A WEEK DURING OFF SEASON AND 30 HOURS A WEEK DURING BUSY SEASON. TITANIUM FINANCIAL & INSURANCE SERVICES INC. POSITION: Director NATURE: Fixed Annuities, Life Insurance, Health, P&C INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 6 START DATE: 08/01/2013 ADDRESS: 18100 Von Karman Ave, Suite 850, Irvine CA 92612, United States DESCRIPTION: Agent
CRS (Client Relationship Summary) - RIA
Click below to view Mariday Nunez Taruc's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mariday Nunez Taruc's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2010 - Present
GWN SECURITIES INC.
Office #1: 1 Park Plaza Suite 600, Irvine, CA 92614RIA
BD
CRD#: 128929
Irvine, CA
Current
July 15, 2010 - Present
GWN SECURITIES INC.
Office #1: 1 Park Plaza Suite 600, Irvine, CA 92614RIA
BD
CRD#: 128929
Irvine, CA
Past
October 25, 2007 - July 16, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
RIA
CRD#: 36451
IRVINE, CA
Past
June 15, 2006 - July 16, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
IRVINE, CA
Past
March 11, 2003 - May 31, 2006
CONSUMER CONCEPTS INVESTMENTS, INC.
BD
CRD#: 26167
AUSTELL, GA
Past
May 22, 2002 - March 25, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
November 15, 2001 - May 20, 2002
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
BD
CRD#: 2864
BRYAN, OH
Past
August 7, 2001 - November 9, 2001
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/15/2010)
IAR
California(7/15/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
