Sarah F. Harris
Professional summary
Sarah Ferguson Harris, CFP®, who also goes by Sarah Randolph Ferguson, Sarah Randolph Harris, is a registered financial advisor currently at HEARTWOOD WEALTH ADVISORS, LLC located in Richmond, Virginia.
Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Sarah has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Ferguson Harris's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2023
Experience
October 7, 2021 - Present
HEARTWOOD WEALTH ADVISORS, LLC
Office #1: 9020 Stony Point Pkwy , Suite 225, Richmond, VA 23235April 19, 2018 - September 1, 2021
WEALTHCROSSING
June 4, 2002 - March 30, 2007
TRUIST INVESTMENT SERVICES, INC.
June 22, 2001 - March 30, 2007
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
HEARTWOOD WEALTH ADVISORS, LLC
CRD#: 300273 / SEC#: 801-114721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/7/2021)
Exams
Current Firm
HEARTWOOD WEALTH ADVISORS, LLC
CRD#: 300273 / SEC#: 801-114721
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,897 |
| AUM (Assets Under Management) | $ 1,548,607,424 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/29/2025 | ||
| 09/17/2024 | ||
| 09/18/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
