Dana S. Tant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Susan Tant, who also goes by Dana Susan Freeman, was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 2001. Dana had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2011 - December 11, 2012
VERITRUST FINANCIAL, LLC
May 19, 2011 - December 11, 2012
VERITRUST FINANCIAL, LLC
April 1, 2010 - March 31, 2011
ALLSTATE FINANCIAL SERVICES, LLC
October 16, 2009 - March 18, 2010
VALIC FINANCIAL ADVISORS, INC.
September 18, 2009 - March 18, 2010
VALIC FINANCIAL ADVISORS, INC.
April 10, 2006 - January 28, 2009
BBVA COMPASS INVESTMENT SOLUTIONS, INC
April 7, 2006 - January 28, 2009
BBVA COMPASS INVESTMENT SOLUTIONS, INC
April 3, 2003 - April 5, 2006
FIRST HORIZON ADVISORS, INC.
April 3, 2003 - April 5, 2006
FIRST HORIZON ADVISORS, INC.
March 3, 2003 - March 28, 2003
AMSOUTH INVESTMENT SERVICES, INC.
August 15, 2001 - March 28, 2003
AMSOUTH INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERITRUST FINANCIAL, LLC
CRD#: 106594 / SEC#: 801-71237, 8-53006
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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