MR
Michael S. Radcliff
KESTRA ADVISORY SERVICES
Tucson, AZ 85705
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CRD#: 4401332
MR
Professional summary
Michael S. Radcliff, CFP®, who also goes by Michael S Radcliff, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Tucson, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Tucson, Arizona.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael S Radcliff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: RADCLIFF PROPERTY GROUP LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2021 ADDRESS: 125 E. 5th St., Tucson AZ 85704, United States DESCRIPTION: Day to day upkeep of the property. Name: RADCLIFF FINANCIAL GROUP POSITION: Principal NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/27/2018 ADDRESS: 125 E. 5th St., Tucson AZ 85705, United States DESCRIPTION: Day to day running of the entire organization. Everything from taking the garbage out to meeting with clients to placing trades. Name: FINANCIAL ADVISOR CONSULTANT, LLC POSITION: Owner NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 440 E. Laos St., Tucson AZ 85701, United States DESCRIPTION: Talk to any other financial advisor about their options in the industry.
CRS (Client Relationship Summary) - RIA
Click below to view Michael S. Radcliff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
September 30, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 125 E. 5th St., Tucson, AZ 85705RIA
CRD#: 283330
Tucson, AZ
Current
September 30, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 125 E 5th St, Tucson, AZ 85705BD
CRD#: 42046
Tucson, AZ
Past
August 27, 2018 - September 30, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Tucson, AZ
Past
August 27, 2018 - September 30, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Tucson, AZ
Past
January 5, 2006 - August 28, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TUCSON, AZ
Past
November 11, 2005 - August 28, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TUCSON, AZ
Past
July 17, 2001 - November 15, 2005
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2025)
RR
Arizona(9/30/2025)
IAR
Arizona(10/2/2025)
RR
California(9/30/2025)
RR
Colorado(9/30/2025)
RR
Florida(9/30/2025)
RR
Georgia(9/30/2025)
RR
Idaho(9/30/2025)
RR
Kansas(9/30/2025)
RR
Maryland(9/30/2025)
RR
Massachusetts(10/9/2025)
RR
Michigan(9/30/2025)
RR
Minnesota(10/13/2025)
RR
Montana(9/30/2025)
RR
New Hampshire(9/30/2025)
RR
New Jersey(9/30/2025)
RR
North Carolina(10/3/2025)
RR
Pennsylvania(9/30/2025)
RR
South Carolina(9/30/2025)
RR
South Dakota(9/30/2025)
RR
Tennessee(9/30/2025)
RR
Texas(9/30/2025)
IAR
Texas(9/30/2025)
RR
Utah(9/30/2025)
RR
Virginia(9/30/2025)
RR
Washington(9/30/2025)
RR
Wisconsin(9/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
