Nazzareno E. Paciotti
Professional summary
Nazzareno Ernest Paciotti, who also goes by Nazz Paciotti, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Nazzareno is registered as a RR (Registered Representative) and started their career in finance in 2002. Nazzareno has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nazzareno Ernest Paciotti's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008September 6, 2016 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
February 12, 2007 - September 12, 2016
ICE BONDS SECURITIES CORPORATION
October 8, 2003 - February 7, 2007
CITIGROUP GLOBAL MARKETS INC.
June 21, 2002 - October 7, 2003
ING INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
(6/30/2023)
(6/30/2023)
(6/30/2023)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
