Jorge S. Medina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Santos Medina, who also goes by Jorge S Medina, Jorge S. Medina, Jorge S. Medina Fernández, Jorge Santos Medina Fernández, was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 2001. Jorge had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2015 - November 9, 2015
IFS SECURITIES
August 14, 2003 - December 11, 2014
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
August 14, 2003 - December 11, 2014
UBS FINANCIAL SERVICES INC.
January 28, 2002 - May 23, 2003
VERAVEST INVESTMENT ADVISORS, INC.
June 22, 2001 - May 19, 2003
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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