Katie E. Jansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katie Ellen Jansen, who also goes by Kate Jansen, Katie Ellen Jansen, was a registered financial professional .
Katie is a previously registered financial professional and started their career in finance in 2001. Katie had worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2024 - May 6, 2024
CABIN SECURITIES, INC.
November 10, 2017 - March 27, 2020
HAMILTON GRANT LLC
October 14, 2014 - February 11, 2016
WADDELL & REED
October 13, 2014 - February 11, 2016
WADDELL & REED
January 15, 2013 - May 14, 2013
SECURIAN FINANCIAL SERVICES, INC.
August 21, 2012 - May 14, 2013
SECURIAN FINANCIAL SERVICES, INC.
August 25, 2010 - June 22, 2012
MSI FINANCIAL SERVICES, INC.
April 12, 2010 - May 14, 2010
MML INVESTORS SERVICES, LLC
July 30, 2008 - January 23, 2009
ASSOCIATED INVESTMENT SERVICES, INC.
August 10, 2004 - April 25, 2008
OMNI BROKERAGE, INC.
October 15, 2003 - September 7, 2004
DIRECT CAPITAL SECURITIES, INC.
July 17, 2001 - October 26, 2001
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/16/2023
General Securities Representative ExaminationCurrent Firm
CABIN SECURITIES, INC.
CRD#: 137608 / SEC#: , 8-67097
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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