Eric J. Sundsvold

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CRD#: 440094

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Jon Sundsvold was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 1974. Eric had worked at 12 firms and has passed the Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 25, 2003 - January 27, 2006

GUNNALLEN FINANCIAL, INC

CRD#: 17609

GREENWOOD VILLAGE, CO

Past

July 30, 1991 - February 5, 2003

ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.

CRD#: 8350

DENVER, CO

Past

March 6, 1991 - May 30, 1991

GALLAGHER & CO.

CRD#: 13871

Past

October 12, 1990 - February 20, 1991

WILLIAM BARTON FINANCIAL, INC.

CRD#: 13893

Past

April 27, 1990 - October 26, 1993

MILLENNIUM SECURITIES, INC.

CRD#: 22585

Past

January 8, 1986 - September 27, 1990

TRI-BRADLEY INVESTMENTS

CRD#: 14208

Past

September 28, 1984 - December 26, 1985

TRI-SECURITIES, INC.

CRD#: 15292

Past

August 6, 1984 - October 5, 1984

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

Past

May 6, 1981 - June 26, 1984

VANTAGE SECURITIES OF COLORADO, INC.

CRD#: 8622

Past

July 26, 1977 - May 8, 1981

FIRST FINANCIAL SECURITIES, INC.

CRD#: 6758

Past

March 28, 1977 - June 28, 1980

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Past

August 13, 1974 - April 3, 1978

DOUGLASS & CO. INCORPORATED

CRD#: 6408

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/22/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 8/9/1974

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/1983

General Securities Principal Examination

Current Firm

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC | NAPEX FINANCIAL CORPORATION | NAPEX FINANCIAL CORP. | GUNNALLEN WEALTH MANAGEMENT

CRD#: 17609 / SEC#: , 8-35508

Terminated by SEC on 06/11/2010

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Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 01/15/1986

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
GUNNALLEN HOLDINGS, INC.	SHAREHOLDER
DANIELS, KEVIN CHRISTIAN	EVP OF TRADING, CHIEF COMPLIANCE OFFICER	2041956
KRAUS, FREDERICK OSCAR JR	PRESIDENT, CFO, FINOP	1393886

Disclosures

Regulatory Event	17
Arbitration	13

Red Flags

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Firm Stability Insights

Eric J. Sundsvold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.

GALLAGHER & CO.

WILLIAM BARTON FINANCIAL, INC.

MILLENNIUM SECURITIES, INC.

TRI-BRADLEY INVESTMENTS

TRI-SECURITIES, INC.

THE STUART-JAMES COMPANY, INCORPORATED

VANTAGE SECURITIES OF COLORADO, INC.

FIRST FINANCIAL SECURITIES, INC.

BLINDER, ROBINSON & CO., INC.

DOUGLASS & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/22/1980

Series 1

Date: 8/9/1974

Series 24

Date: 3/17/1983

Current Firm

GUNNALLEN FINANCIAL, INC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GUNNALLEN FINANCIAL, INC

TRUST BUT VERIFY

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