David T. Mayes
THREE BEARINGS FIDUCIARY ADVISORS
Hampton, NH 03842
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CRD#: 4400889
Professional summary
David Thomas Mayes, CFP® is a registered financial advisor currently at THREE BEARINGS FIDUCIARY ADVISORS, INC. located in Hampton, New Hampshire.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 7 firms and has passed the Series 63, Series 65, Series 7, Series 6, Series 53 and Series 24 exams.
Biography
Education & Credentials: David holds a Bachelor of Science degree in Economics from the University of Illinois (1989); a Master of Arts in Economics from the University of NH (1990); and later became a Ph. D. Candidate at The University of Tennessee, Knoxville (1995). David is a Certified Financial Planner™ Practitioner, an IRS Enrolled Agent, and holds Life, Accident and Health and Property and Casualty insurance licenses in New Hampshire.
Experience and Background: David has a wide range of expertise on the economy, financial markets, taxation, insurance and other important financial planning areas. Over the course of his graduate studies, David acted as a research assistant on many projects in both economics and finance. After graduate school, David taught economics and finance courses to both graduate and undergraduate students at Kennesaw State University in Kennesaw, Georgia, (1998 – 1999) and served as a consultant to state and local governments and the private sector in Tennessee, assisting them in estimating the economic and financial affects of business location decisions (1995 – 1998).
Seeking to apply his education and skills on a more personal level, David entered the financial services arena in 2003 as a sole practitioner providing fee-only financial planning and tax services. He later served as a financial consultant at Granite Bank in Keene, NH (2004) and Mascoma Savings Bank in Lebanon, NH, (2007 – 2008) where he provided financial planning and investment advisory services to bank customers.
Question & Answer
What are your service offerings?
Investment Planning
Estate Planning
Education Planning
Insurance Planning
Comprehensive Financial Planni...
Tax Planning
Retirement Planning
Retirement Income Management
Do you have an area of expertise or specialization?
Divorce Planning
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Thomas Mayes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
August 23, 2016 - Present
THREE BEARINGS FIDUCIARY ADVISORS, INC.
Office #1: 380 Lafayette Road Unit D, Hampton, NH 03842RIA
CRD#: 283926
Hampton, NH
Past
January 19, 2009 - October 27, 2016
MACKENSEN & COMPANY, INC.
RIA
CRD#: 107937
HAMPTON, NH
Past
September 20, 2007 - November 30, 2012
MASCOMA SAVINGS BANK, FSB DBA MASCOMA WEALTH MANAGEMENT
RIA
CRD#: 115812
HANOVER, NH
Past
May 2, 2007 - September 24, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
LEBANON, NH
Past
April 24, 2007 - September 24, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
LEBANON, NH
Past
March 18, 2005 - June 29, 2007
THE JAMES STERLING COMPANY, LLC
RIA
CRD#: 130058
WALPOLE, NH
Past
September 10, 2004 - January 20, 2005
CHITTENDEN SECURITIES, LLC.
BD
CRD#: 45190
BURLINGTON, VT
Past
March 29, 2004 - August 18, 2004
THE JAMES STERLING COMPANY, LLC
RIA
CRD#: 130058
WALPOLE, NH
Past
July 16, 2001 - December 31, 2001
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
THREE BEARINGS FIDUCIARY ADVISORS, INC.
BEARING POINT WEALTH PARTNERS | THREE BEARINGS FIDUCIARY ADVISORS, INC. | BEARINGPOINT WEALTH PARTNERS, INC. | BEARINGPOINT WEALTH PARTNERS | BEARING POINT WEALTH PARTNERS, INC.
CRD#: 283926 / SEC#: 801-108079
RIA
Registered Investment Advisory firm - (7/28/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/8/2022)
IAR
Maine(8/23/2016)
IAR
Massachusetts(9/21/2016)
IAR
New Hampshire(8/23/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
THREE BEARINGS FIDUCIARY ADVISORS, INC.
BEARING POINT WEALTH PARTNERS | THREE BEARINGS FIDUCIARY ADVISORS, INC. | BEARINGPOINT WEALTH PARTNERS, INC. | BEARINGPOINT WEALTH PARTNERS | BEARING POINT WEALTH PARTNERS, INC.
CRD#: 283926 / SEC#: 801-108079
RIA
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Contact information
Main Address
380 Lafayette Road Unit D, Hampton, NH 03842
Mailing Address
Phone number
(603) 926-1775
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 504 |
| AUM (Assets Under Management) | $ 307,580,850 |
Red Flags
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Company Information
THREE BEARINGS FIDUCIARY ADVISORS, INC.
CRD#: 283926Hampton, NH 03842TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
