Angela C. Guenver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela C Guenver, who also goes by Angela C Chiu, Angela Choung Hwa Chiu, Choung Hwa Chiu, Angela Choung Hwa Guenver, Angela Guenver, Angie Guenver, was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 2001. Angela had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2019 - December 31, 2020
J.K. FINANCIAL SERVICES, INC.
November 14, 2014 - July 17, 2019
PRUCO SECURITIES, LLC.
October 5, 2011 - April 2, 2013
J.K. FINANCIAL SERVICES, INC.
March 24, 2009 - October 27, 2009
CINCINNATI ANALYSTS, INC.
May 25, 2006 - December 3, 2007
SUNSET FINANCIAL SERVICES, INC.
June 8, 2001 - February 3, 2005
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
