Edward H. Sundermann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Harry Sundermann JR, who also goes by Edward H Sundermann Jr, Ned Sundermann, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1970. Edward had worked at 8 firms and has passed the Series 63, Series 3, PC, Series 1, Series 4, Series 00 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2016 - January 23, 2019
TRANSFORM WEALTH, LLC
January 4, 2016 - June 9, 2016
CARNICK & KUBIK, LLC
April 8, 1999 - December 31, 2015
SUNDERMANN CAPITAL MANAGEMENT LLC
February 21, 1990 - May 12, 1993
DAIN RAUSCHER INCORPORATED
September 21, 1988 - February 5, 1990
HANIFEN, IMHOFF SECURITIES CORP.
March 25, 1977 - October 17, 1988
HANIFEN, IMHOFF INC.
May 15, 1974 - April 25, 1977
PRESCOTT, BALL & TURBEN
September 28, 1970 - June 22, 1971
VERCOE & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 6/1/1977
AMEX Put and Call ExamSeries 1
Date: 5/22/1967
Registered Representative ExaminationSeries 00
Date: 8/20/1974
General Securities Principal ExaminationSeries 12
Date: 8/15/1974
NYSE Branch Manager ExaminationCurrent Firm
TRANSFORM WEALTH, LLC
CRD#: 283403 / SEC#: 801-107796
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,810 |
| AUM (Assets Under Management) | $ 3,377,136,557 |
Red Flags
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