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AO

Andres G. Otero Lazzari

HOLISTIC BROKERAGE
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4400604
AO

Professional summary

Andres German Otero Lazzari, who also goes by Andres G Otero, Andres G Otero Lazzari, is a registered financial professional currently at HOLISTIC BROKERAGE, LLC located in Miami, Florida.

Andres is registered as a RR (Registered Representative) and started their career in finance in 2001. Andres has worked at 4 firms and has passed the Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andres G Otero | Andres G Otero Lazzari

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andres German Otero Lazzari's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 4, 2022 - Present

HOLISTIC BROKERAGE, LLC

Office #1: 800 Brickell Ave Suite 502, Miami, FL 33131
BD
CRD#: 46001
Miami, FL
Past

September 27, 2016 - January 27, 2017

TIGRESS FINANCIAL PARTNERS, LLC

BD
CRD#: 154717
Miami, FL
Past

March 1, 2016 - October 28, 2016

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
Miami, FL
Past

October 18, 2001 - July 20, 2006

BBVA SECURITIES INC.

BD
CRD#: 27060
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 3/1/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/24/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HB
HOLISTIC BROKERAGE, LLC
ADCAP SECURITIES LLC | LAKE FOREST SECURITIES, LLC | LAKE FOREST SECURITIES LLC | HOLISTIC BROKERAGE, LLC

CRD#: 46001 / SEC#: , 8-51285

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
800 Brickell Ave Suite 502, Miami, FL 33131
Mailing Address
800 Brickell Ave Suite 502, Miami, FL 33131
Phone number
(305) 374-1177
Established
Illinois since 08/28/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOLISTIC WM HOLDINGS LLCMANAGING MEMBER
FIGUEROA, ANGELIQUE ELIZABETHCHIEF COMPLIANCE OFFICER/ANTI MONEY LAUNDERING COMPLIANCE OFFICER3126583
MACIEL PERRONI, GONZALO EDUARDOCEO/POO7319656
TORRES, ANA MARIAFINOP/PFO6415095

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOLISTIC BROKERAGE, LLC

CRD#: 46001Miami, FL 33131

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