Sandra L. Allyn-gauthier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Lynn Allyn-gauthier, who also goes by Sandra Lynn Allyn, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2001. Sandra had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2018 - November 25, 2019
PEOPLE'S UNITED ADVISORS, INC.
June 14, 2013 - November 25, 2019
PEOPLE'S SECURITIES, INC.
September 1, 2011 - November 25, 2019
PEOPLE'S SECURITIES, INC.
June 26, 2001 - October 12, 2009
PEOPLE'S SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PEOPLE'S UNITED ADVISORS, INC.
CRD#: 292454 / SEC#: 801-112648
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,076 |
| AUM (Assets Under Management) | $ 845,211,011 |
Red Flags
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