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Chad Alan Bouma

CETERA INVESTMENT ADVISERS
EVERSON, WA
·CRD# 4400440·25 years experience

Professional Summary

Chad Alan Bouma, who also goes by Chad Alan Bouma, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Everson, Washington and CETERA ADVISORS LLC located in Everson, Washington. Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Chad has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chad Alan Bouma

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
1. Everson, WA2. 3640 Siper Lane, Everson, WA 98247
March 21, 2024 - Present
CETERA ADVISORS LLC·CRD# 10299
BD
Everson, WA
February 28, 2012 - Present
CETERA ADVISORS LLC·CRD# 10299
RIA
Greenwood Village, IL
February 28, 2012 - March 21, 2024
PACIFIC WEST FINANCIAL CONSULTANTS INC·CRD# 108728
RIA
Renton, WA
March 9, 2010 - February 28, 2012
PACIFIC WEST SECURITIES, INC.·CRD# 6390
BD
Bellingham, WA
March 9, 2010 - February 28, 2012
SII INVESTMENTS, INC.·CRD# 2225
RIA
Bellingham, WA
June 27, 2008 - March 10, 2010
SII INVESTMENTS, INC.·CRD# 2225
BD
Bellingham, WA
June 27, 2008 - March 10, 2010
EDWARD JONES·CRD# 250
RIA
Ferndale, WA
October 18, 2007 - July 1, 2008
EDWARD JONES·CRD# 250
BD
Ferndale, WA
July 17, 2001 - July 1, 2008

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: NORTHWEST CAPITAL MANAGEMENT LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES AND INSURANCE; START DATE: 2011; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND FIXED INSURANCE; 2.NAME OF OTHER BUSINESS: HILLCO CONTRACTING INVESTMENT RELATED: NO ADDRESS: 5290 GRAVELINE RD BELLINGHAM WA 98226 NATURE OF BUSINESS: CONSTRUCTION WORK START DATE: 12/2016 APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 8 POSITION/TITLE/RELATIONSHIP: GENERAL LABORER BRIEF DESCRIPTION OF DUTIES: GENERAL CONSTRUCTION WORK; 3. NAME OF OTHER BUSINESS: FULLNER FOOD SERVICE CONTRACTING LLC; INVESTMENT RELATED: NO; ADDRESS: 8895 GUIDE MERIDIAN RD, LYNDEN, WA 98264; NATURE OF BUSINESS: FOOD SERVICE EQUIPMENT INSTALLATION; START DATE: 07/2018; POSITION/TITLE/RELATIONSHIP: LABORER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: INSTALL FOOD SERVICE EQUIPMENT;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/2/2025)
RR
Washington
(2/28/2012)
IAR
Washington
(3/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2001About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Chad Alan Bouma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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