CB
Chad A. Bouma
CETERA INVESTMENT ADVISERS LLC
EVERSON, WA
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CRD#: 4400440
CB
Professional summary
Chad Alan Bouma, who also goes by Chad Alan Bouma, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Everson, Washington and CETERA ADVISORS LLC located in Everson, Washington.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Chad has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad Alan Bouma
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: NORTHWEST CAPITAL MANAGEMENT LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES AND INSURANCE; START DATE: 2011; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND FIXED INSURANCE; 2.NAME OF OTHER BUSINESS: HILLCO CONTRACTING INVESTMENT RELATED: NO ADDRESS: 5290 GRAVELINE RD BELLINGHAM WA 98226 NATURE OF BUSINESS: CONSTRUCTION WORK START DATE: 12/2016 APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 8 POSITION/TITLE/RELATIONSHIP: GENERAL LABORER BRIEF DESCRIPTION OF DUTIES: GENERAL CONSTRUCTION WORK; 3. NAME OF OTHER BUSINESS: FULLNER FOOD SERVICE CONTRACTING LLC; INVESTMENT RELATED: NO; ADDRESS: 8895 GUIDE MERIDIAN RD, LYNDEN, WA 98264; NATURE OF BUSINESS: FOOD SERVICE EQUIPMENT INSTALLATION; START DATE: 07/2018; POSITION/TITLE/RELATIONSHIP: LABORER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: INSTALL FOOD SERVICE EQUIPMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Chad Alan Bouma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 3640 Siper Lane, Everson, WA 98247RIA
CRD#: 105644
EVERSON, WA
Current
February 28, 2012 - Present
CETERA ADVISORS LLC
BD
CRD#: 10299
Everson, WA
Past
February 28, 2012 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
March 9, 2010 - February 28, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
RENTON, WA
Past
March 9, 2010 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
BELLINGHAM, WA
Past
June 27, 2008 - March 10, 2010
SII INVESTMENTS, INC.
RIA
CRD#: 2225
BELLINGHAM, WA
Past
June 27, 2008 - March 10, 2010
SII INVESTMENTS, INC.
BD
CRD#: 2225
BELLINGHAM, WA
Past
October 18, 2007 - July 1, 2008
EDWARD JONES
RIA
CRD#: 250
FERNDALE, WA
Past
July 17, 2001 - July 1, 2008
EDWARD JONES
BD
CRD#: 250
FERNDALE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2025)
RR
Washington(2/28/2012)
IAR
Washington(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
