Melody Thomas
Professional summary
Melody Thomas, AIF®, who also goes by Melody Yolanda Prescott, is a registered financial advisor currently at USI ADVISORS located in Seattle, Washington.
Melody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Melody has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Melody Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2017 - Present
USI ADVISORS
Office #1: 601 Union Street #4343, Seattle, WA 98101August 18, 2009 - June 13, 2018
M HOLDINGS SECURITIES, INC.
June 2, 2009 - May 1, 2017
KIBBLE & PRENTICE HOLDING COMPANY
January 1, 2007 - March 23, 2009
STANCORP INVESTMENT ADVISERS, INC.
January 1, 2007 - March 23, 2009
STANCORP EQUITIES, INC.
April 30, 2003 - January 1, 2007
INVESMART ADVISORS INC
May 31, 2002 - January 1, 2007
INVESMART SECURITIES, LLC
Primary Firm SEC Registration
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/3/2017)
Exams
Current Firm
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,346 |
| AUM (Assets Under Management) | $ 48,864,913,348 |
Red Flags
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