Melody Y. Prescott

USI ADVISORS

Seattle, WA 98101

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CRD#: 4400420

Professional summary

Melody Yolanda Prescott, AIF® is a registered financial advisor currently at USI ADVISORS located in Seattle, Washington.

Melody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Melody has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) USI ADVISORS; 601 UNION STREET, SUITE 1000, SEATTLE, WA 98101; 5/1/2017; COMMUNICATIONS DIRECTOR; INVESTMENT ADIVSOR REPRESENTATIVE; INVEST RELATED; K & P RIA CLIENTS HAVE MOVED OVER TO USIA RIA UNDER A CONSENT PROCESS; 160 HOURS/MONTH, 160 HOURS/MONTH DURING BUSINESS HOURS; EXPENSE REIMBURSEMENT, WAGES, SALARY, TIPS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melody Yolanda Prescott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 3, 2017 - Present

USI ADVISORS

Office #1: 601 Union Street #4343, Seattle, WA 98101

RIA

CRD#: 108113

Seattle, WA

Past

August 18, 2009 - June 13, 2018

M HOLDINGS SECURITIES, INC.

CRD#: 43285

SEATTLE, WA

Past

June 2, 2009 - May 1, 2017

KIBBLE & PRENTICE HOLDING COMPANY

RIA

CRD#: 127672

SEATTLE, WA

Past

January 1, 2007 - March 23, 2009

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

BELLEVUE, WA

Past

January 1, 2007 - March 23, 2009

STANCORP EQUITIES, INC.

CRD#: 19517

BELLEVUE, WA

Past

April 30, 2003 - January 1, 2007

INVESMART ADVISORS INC

RIA

CRD#: 108731

BELLEVUE, WA

Past

May 31, 2002 - January 1, 2007

INVESMART SECURITIES, LLC

CRD#: 104168

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/10/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/29/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Melody Y. Prescott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melody Yolanda Prescott's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

KIBBLE & PRENTICE HOLDING COMPANY

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

INVESMART ADVISORS INC

INVESMART SECURITIES, LLC

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2003

Series 63

Date: 9/10/2002

SIE

Date: 6/13/2018

Series 6

Date: 5/29/2002

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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