Jeanne T. Mcintosh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanne Therese Mcintosh, who also goes by Jeanne Therese Austin, Jeanne Therese Mcintosh, Jeanne Mcintosh, was a registered financial professional .
Jeanne is a previously registered financial professional and started their career in finance in 2001. Jeanne had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2018 - October 24, 2019
PWP SECURITIES LLC
February 6, 2015 - November 14, 2017
ARTIVEST BROKERAGE LLC
April 17, 2012 - February 27, 2014
PCA CAPITAL SECURITIES, LLC
September 10, 2007 - January 6, 2011
MORGAN STANLEY INVESTMENT ADVISORS INC.
June 30, 2006 - January 6, 2011
MORGAN STANLEY DISTRIBUTION, INC.
December 15, 2004 - July 11, 2006
MORGAN STANLEY & CO. LLC
July 5, 2001 - December 4, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PWP SECURITIES LLC
CRD#: 171349 / SEC#: , 8-69456
Contact information
Documents
Red Flags
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