Matthew K. Stewart

SUMMIT RIDGE ADVISORS

MAPLETON, UT 84664

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CRD#: 4400119

Professional summary

Matthew Kay Stewart, CFP®, who also goes by Matt K Stewart, is a registered financial advisor currently at SUMMIT RIDGE ADVISORS located in Mapleton, Utah.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt K Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- Name of other business: MA Stewart, LLC - Investment-related: No - Address: 2074/2076 S California Ave, Provo, UT 84606 - Nature of the other business: Duplex rental property - Position/title/duties: Co-Owner/landlord activities - Start date: 03/2019 - Approximate number of hours/month devoted to the other business: less than 1 hour - Number of hours devoted during securities trading hours: less than 1 hour - Name of other business: Matt Stewart & Associates, LLC - Investment-related: No - Address: 724 S 1600 W #230, Mapleton, UT 84664 - Nature of the other business: Provides financial education seminars - Position/title/duties: Co-Owner - Start date: 11/2006 - Approximate number of hours/month devoted to the other business: 1 hour - Number of hours devoted during securities trading hours: 1 hour Matthew Stewart is currently a licensed insurance agent. This may present a conflict of interest because Matthew Stewart has the ability to sell insurance products to clients for additional compensation, however, as a fee only financial advisor Matthew Stewart no longer sells commissionable insurance products. This activity is no longer performed and is not-investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Kay Stewart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

June 30, 2025 - Present

SUMMIT RIDGE ADVISORS

Office #1: 724 S 1600 W #230, Mapleton, UT 84664

RIA

CRD#: 335600

MAPLETON, UT

Past

January 2, 2018 - June 30, 2025

PARKLAND SECURITIES, LLC

CRD#: 115368

Mapleton, UT

Past

December 15, 2010 - June 30, 2025

SPC

RIA

CRD#: 110692

Mapleton, UT

Past

February 25, 2010 - December 31, 2017

SIGMA FINANCIAL CORPORATION

CRD#: 14303

MAPLETON, UT

Past

July 23, 2001 - February 26, 2010

PFS INVESTMENTS INC.

CRD#: 10111

PLEASANT GROVE, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(6/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/20/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/6/2005

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SUMMIT RIDGE ADVISORS

MATT STEWART & ASSOCIATES LLC | SUMMIT RIDGE ADVISORS, LLC | SUMMIT RIDGE ADVISORS DBA | SUMMIT RIDGE ADVISORS

CRD#: 335600 / SEC#:

Utah

Registered Investment Advisory firm - (6/30/2025 Approved)

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Contact information

Main Address

724 S 1600 W #230, Mapleton, UT 84664

Mailing Address

Phone number

(385) 685-1960

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew K. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Kay Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARKLAND SECURITIES, LLC

SPC

SIGMA FINANCIAL CORPORATION

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2010

Series 63

Date: 7/26/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/14/2017

Series 6

Date: 7/20/2001

Series 26

Date: 1/6/2005

Current Firm

SUMMIT RIDGE ADVISORS

Contact information

Documents

Red Flags

Company Information

SUMMIT RIDGE ADVISORS

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