Eric B. Plangman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Bruce Plangman was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2001. Eric had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2014 - January 6, 2021
STANCORP INVESTMENT ADVISERS, INC.
February 18, 2014 - January 6, 2021
STANCORP EQUITIES, INC.
June 26, 2008 - February 12, 2014
CAPITAL ONE FINANCIAL ADVISORS LLC
May 31, 2008 - February 12, 2014
CAPITAL ONE INVESTMENT SERVICES LLC
October 16, 2007 - June 26, 2008
CAPITAL ONE INVESTMENTS, LLC
December 5, 2006 - May 31, 2008
CAPITAL ONE INVESTMENTS, LLC
February 27, 2004 - January 24, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 25, 2003 - January 24, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 11, 2001 - May 17, 2003
BBVA COMPASS INVESTMENT SOLUTIONS, INC
Primary Firm SEC Registration
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2026 | ||
| 04/29/2025 | ||
| 03/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
