Jennifer A. Desembrana
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Allison Desembrana, who also goes by Jennifer Allison Sheehy, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2001. Jennifer had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2018 - April 29, 2019
EXECUTION ACCESS, LLC
May 9, 2007 - April 10, 2014
NASDAQ CAPITAL MARKETS ADVISORY LLC
February 1, 2006 - April 29, 2019
NASDAQ EXECUTION SERVICES, LLC
March 22, 2005 - February 1, 2006
INET ATS, INC.
November 27, 2001 - March 15, 2005
PERSHING ADVISOR SOLUTIONS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/21/2004
Limited Representative-Equity Trader ExamCurrent Firm
EXECUTION ACCESS, LLC
CRD#: 148423 / SEC#: , 8-68021
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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