Thomas E. Summers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Ernest Summers JR, who also goes by Tom Summers, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1968. Thomas had worked at 10 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 1992 - February 18, 1993
ANDREWS, HENTGES & ASSOCIATES, INC.
October 24, 1990 - February 18, 1992
AMERICAN TRADING SECURITIES CORP.
April 2, 1990 - October 18, 1990
DFW CLEARING, INC.
January 23, 1990 - August 15, 1990
DFW SECURITIES, INC.
August 26, 1988 - January 20, 1990
ANDERSON, BRYANT & CO.
January 24, 1980 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
August 17, 1972 - October 4, 1979
ROYAL W. CARSON & CO. INC.
December 27, 1971 - May 3, 1972
JOHN STEPHENS & CO., INC.
November 8, 1968 - July 31, 1973
STONE SUMMERS & COMPANY
July 29, 1968 - July 31, 1973
PROFESSIONAL INVESTORS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/24/1956
Registered Representative ExaminationCurrent Firm
ANDREWS, HENTGES & ASSOCIATES, INC.
CRD#: 28417 / SEC#: , 8-43719
Contact information
Documents
Red Flags
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