Bryan M. Novak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Michael Novak, who also goes by Bryan Novak, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2001. Bryan had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2014 - March 18, 2015
LAKEWOOD INVESTMENT MANAGEMENT LLC
December 3, 2013 - August 13, 2025
ASTOR INVESTMENT MANAGEMENT LLC
August 29, 2013 - April 10, 2014
B. RILEY WEALTH ADVISORS, INC.
August 23, 2004 - December 31, 2005
VSR FINANCIAL SERVICES, INC.
August 23, 2004 - December 31, 2005
VSR FINANCIAL SERVICES, INC.
August 27, 2003 - August 23, 2004
WATERSTONE FINANCIAL GROUP, INC.
April 24, 2002 - August 22, 2013
ASTOR ASSET MANAGEMENT LLC
June 19, 2001 - March 14, 2002
ADVANCED EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAKEWOOD INVESTMENT MANAGEMENT LLC
CRD#: 168407 / SEC#: 801-79246
Contact information
Red Flags
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