Kimberley S. Becker

MAIRS & POWER

St. Paul, MN 55101-4914

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CRD#: 4399425

Professional summary

Kimberley Ste. Marie Becker, who also goes by Kimberley Ann Ste. Marie, is a registered financial advisor currently at MAIRS & POWER located in St. Paul, Minnesota.

Kimberley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kimberley has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimberley Ann Ste. Marie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberley Ste. Marie Becker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2023 - Present

MAIRS & POWER

Office #1: 30 E 7th Street Suite 2500, St. Paul, MN 55101-4914

RIA

CRD#: 110351

St. Paul, MN

Past

April 10, 2007 - July 20, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAINT PAUL, MN

Past

April 2, 2007 - July 20, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAINT PAUL, MN

Past

September 13, 2004 - October 19, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

MINNEAPOLIS, MN

Past

July 30, 2001 - October 19, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIRS & POWER

MAIRS & POWER | MAIRS AND POWER INC | MAIRS & POWER VENTURE CAPITAL

CRD#: 110351 / SEC#: 801-2731

RIA

Registered Investment Advisory firm - (11/15/1961 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/12/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/26/2001

General Securities Representative Examination

Current Firm

MAIRS & POWER

MAIRS & POWER | MAIRS AND POWER INC | MAIRS & POWER VENTURE CAPITAL

CRD#: 110351 / SEC#: 801-2731

RIA

Registered Investment Advisory firm - (11/15/1961 Approved)

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Contact information

Main Address

30 E 7th Street Suite 2500, St. Paul, MN 55101-1363

Mailing Address

Phone number

(651) 222-8478

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAIRS AND POWER FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,666
AUM (Assets Under Management)	$ 11,977,257,704

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kimberley S. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberley Ste. Marie Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

MAIRS & POWER

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/2023

Series 66

Date: 9/12/2001

Series 7

Date: 7/26/2001

Current Firm

MAIRS & POWER

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIRS & POWER

TRUST BUT VERIFY

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